Medical records are a critical service piece for patients and providers. These records document the health, well-being, medical needs, plan of care, medical necessity, and treatment(s) rendered for a patient during their time with a clinician or therapist. This information is frequently reviewed by internal and external medical professionals, patients, and third-party payers. Failure to document information correctly can not only be detrimental to a patient’s care but can also greatly impact payment for services.
Documentation requirements vary depending on the specific medical field and payer parties involved. With this in mind, it is imperative to check your local, state, federal, and payer-specific requirements before you begin completing ABA paperwork. Given that documentation requirements are not all the same, the safest and most accurate option is to include as much information as possible and to follow stricter guidelines when given the option.
ABA and behavioral health services in the industry still allow for the submission of paper documentation. However, keep in mind that payers are increasingly preferring electronic medical records as the mandatory form of documentation for the medical industry at large.
Behavioral health and ABA documents normally include evidence of the assessment and diagnosis, the ongoing plan of care, and notes of patient progress. This documentation typically comprises several records, which include session notes and/or progress notes that were taken during consultations and the provision of ABA therapy services.
It is important that session/progress notes and documents are:
Necessary elements to include in daily ABA session notes are:
Please note that it is vital to keep detailed ABA session notes for insurance purposes, among other things.
ABA business best practices dictate that therapists should complete daily ABA notes within 24 hours of the session and no later than seven days from the date of service in both public and private ABA therapy settings. Plan of care or discharge documentation should ideally be completed within seven days from when the patient was last seen but no more than 30 days after that appointment. Certain payers and/or other legal parties may have stricter time frames, so familiarity with these is extremely important for ABA benefit and authorization management.
The storage of records is just as important as the way in which they are documented. The Health Insurance Portability and Accountability (HIPAA) Act, payer parties, and state confidentiality regulations dictate requirements for record storage. At a minimum, records must be contained in a physically or electronically secure environment for 7–10 years, with the possibility of being audited during that time. Records must also be locked and hidden from anyone not directly involved in a patient’s care and should never be stored in a patient’s home.
It is important to keep in mind that medical records cannot be deleted or altered. Records can only be corrected by the original author marking a single line through the error and initialing and dating the correction. Whiteouts and/or blackouts are not acceptable.
Additional components that may be required include:
If you have any further questions about ABA and behavioral health documentation, contact us at Missing Piece Billing and Consulting. We are always here to help!